OCC – Page 16 – Regulatory Report

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[ February 21, 2025 ] Report: NCUA management agrees to seek improved examiner-in-charge rotation policy compliance NCUA
[ February 21, 2025 ] FDIC updates list of entities seeking brokered deposits ‘primary purpose’ exception FDIC
[ February 20, 2025 ] GAO urges regulators to adopt rules on executive incentive compensation (after 14 years) FDIC
[ February 20, 2025 ] Barr offers seven risks to watch for in financial system, offers insights into his position to step down as supervisor, but remain on Fed Board The Fed
[ February 20, 2025 ] Exam council publishes change to interest-rate risk analysis, says to expect further changes in other areas Other

Bank regulators give final approval to ‘climate-related financial risks’ principles for large banks; leave loan decisions to individual lenders

October 25, 2023 0

Principles intended to provide a “high-level framework for the safe and sound management of exposures to climate-related financial risks” for banks with $100 billion or more in assets were finalized by the federal banking agencies […]

UPDATED: Agencies issue final rule revising anti-redlining regs with four goals set out; regulators split on support

October 24, 2023 0

This story updated to include link to Federal Register notice of final rule. Revisions to rules implementing anti-redlining laws that are designed to “strengthen and modernize” the regulations to “better achieve the purposes of the […]

Banking agencies allow more time — to January — for comments on large bank capital proposal

October 20, 2023 0

The comment period on the large bank capital proposal by the federal banking regulators is now extended to Jan. 16, the three agencies announced Friday. The previous comment period deadline for the regulatory capital rule […]

OCC calls out elder financial abuse in enforcement orders

October 19, 2023 0

The national bank regulator is now noting in its enforcement orders if the misconduct cited specifically involves elderly customers, the Office of the Comptroller of the Currency (OCC) said in a release Thursday. It said […]

OCC’s fall report on interest rate risk statistics covers 21-month period ending this June 30

October 19, 2023 0

Interest-rate risk data obtained during examinations of 891 banking institutions supervised by the Office of the Comptroller of the Currency (OCC) from Sept. 30, 2021, to June 30, 2023, is the focus of the agency’s […]

Tokenization of ‘real world’ assets, liabilities gets its own symposium early next year

October 18, 2023 0

Tokenization of “real-world” financial assets and liabilities will be the topic of a symposium set for early next year by the regulator of national banks, the agency said Wednesday. The Office of the Comptroller of […]

OCC names deputy comptroller of large bank supervision

October 13, 2023 0

The national bank regulator this week announced that Monica Fuentes Freas has been selected as the agency’s Deputy Comptroller for Large Bank Supervision (LBS), a post she held previously in acting capacity. Freas will manage […]

Best (and worst) of OCC, FDIC anti-redlining exam ratings include 10 banks rated ‘outstanding,’ 1 ‘needs to improve’

October 4, 2023 0

Ratings of banks evaluated under the federal anti-redlining law, and announced Wednesday, include a total of 10 banks rated “outstanding,” 52 rated “satisfactory,” and one rated “needs to improve.” None of the banks included in […]

National bank regulator names next head of minority and women inclusion office

September 29, 2023 0

Shinu Shilesh will be executive director of the Office of the Comptroller of the Currency’s (OCC) Office of Minority and Women Inclusion beginning in October, the agency announced Friday. Shilesh, the agency said, will provide […]

Find FDIC, Fed, OCC proposed rules on capital, resolution plans, long-term debt in Reg Lookup

September 28, 2023 0

All five regulatory rule and guidance proposals issued by federal banking agencies Aug. 29, and published in the Federal Register the week of Sept. 18, can now be found in the Regulatory Lookup section of […]

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Report: NCUA management agrees to seek improved examiner-in-charge rotation policy compliance

February 21, 2025 0

A self-initiated audit of the agency’s compliance with its examiner-in-charge rotation policy and procedures found rotation occurred but identified several instances where it did not comply, according to a report by the agency’s inspector general office. The report by the [...]
FDIC updates list of entities seeking brokered deposits ‘primary purpose’ exception

February 21, 2025 0

After a long pause, the federal bank deposit insurer has resumed updating its list of notices of entities seeking a “primary purpose” exception under the agency’s brokered deposits regulation. Specifically, the four firms listed are seeking a primary purpose exception [...]
GAO urges regulators to adopt rules on executive incentive compensation (after 14 years)

February 20, 2025 0

Rules on incentive compensation, which figured into the demise of three large regional banks two years ago, should be finalized, according to a recommendation made by the congressional watchdog and published Thursday. The Government Accountability Office (GAO), in a report, [...]
Barr offers seven risks to watch for in financial system, offers insights into his position to step down as supervisor, but remain on Fed Board

February 20, 2025 0

Seven specific risks ahead for national bank regulators were outlined by the outgoing Federal Reserve’s top supervisor Thursday, as he also outlined his plans ahead. Federal Reserve Board Vice Chair for Supervision Michael Barr said the seven specific risks are: [...]
Exam council publishes change to interest-rate risk analysis, says to expect further changes in other areas

February 20, 2025 0

Changes to the interest-rate risk analysis page of the consolidated financial institution performance report were announced Thursday by the umbrella group for federal regulators. The changes, according to the Federal Financial Institution Examinations Council (FFIEC), are part of a previously [...]
Six prohibition orders issued by national bank regulator, along with agreements with two banks over ‘unsafe, unsound practices’

February 20, 2025 0

Six prohibition orders were issued by the national bank regulator so far in February, the agency said Thursday. Formal agreements were also reached with both Michigan and Connecticut banks, both the result of “unsafe or unsound purposes,” the Office of [...]