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[ February 21, 2025 ] Report: NCUA management agrees to seek improved examiner-in-charge rotation policy compliance NCUA
[ February 21, 2025 ] FDIC updates list of entities seeking brokered deposits ‘primary purpose’ exception FDIC
[ February 20, 2025 ] GAO urges regulators to adopt rules on executive incentive compensation (after 14 years) FDIC
[ February 20, 2025 ] Barr offers seven risks to watch for in financial system, offers insights into his position to step down as supervisor, but remain on Fed Board The Fed
[ February 20, 2025 ] Exam council publishes change to interest-rate risk analysis, says to expect further changes in other areas Other

Regulators slap JPMorgan Chase with nearly $350 million in fines for shortfalls in monitoring trading activities – including for misconduct

March 14, 2024 0

Fines of nearly $350 million were assessed against JPMorgan Chase Bank, N.A. (JPMC) Thursday related to deficiencies in the company’s trade surveillance program, including inadequacies in monitoring trading activities for market misconduct, two regulators announced […]

Fed makes final updates to risk management requirements for FMUs (payment clearing entities)

March 8, 2024 0

Risk management requirements for certain systemically important financial market utilities (FMUs) are updated in a final rule issued by the Federal Reserve Friday. The Fed said the rule affects FMUs that are supervised by the […]

Delay in taking early action against failed banks in ’23 may rest in breakdown of procedures at Fed, report finds

March 6, 2024 0

A delay in enforcement actions for two failed banks in 2023 by the Federal Reserve may have been caused by the agency’s procedures for moving from a “lower-level concern” to the actions, according to a […]

Economic activity up some since January, Fed’s latest Beige Book reports

March 6, 2024 0

Note: An earlier version of this story focused on the Fed’s January Beige Book report, not the February report released Wednesday. Noting a slight increase in economic activity since January, the Federal Reserve’s February Beige […]

Agency leaders, top Fed supervisor will discuss new CRA rule at joint conference

February 29, 2024 0

Community reinvestment will be the topic when leaders of two of the federal bank regulatory agencies – and the top supervisor of the third – participate in a panel March 4-7, sponsored by the agencies. […]

Fed drops seven-year-old AML compliance order against NY branch of French bank

February 29, 2024 0

A 2017 enforcement action for violations of anti-money laundering laws against a French bank’s New York branch has been dropped by the Federal Reserve, the agency said Thursday. In a release, the Fed said its […]

Fed will release ‘exploratory analysis’ of banks’ hedge fund failure resilience with stress tests results this summer

February 27, 2024 0

Analysis of the resilience of globally systemically important banks to the failure of their largest hedge funds will be published by the Federal Reserve when results of stress tests of the largest banks are revealed […]

Virginia banks given thumbs up on merger; bigger bank will set up branches in smaller bank’s locations

February 23, 2024 0

Two Virginia banks were given the green light to merge by the Federal Reserve Friday, the agency said in a release. According to the agency, it approved the proposal by Atlantic Union Bankshares Corp., of […]

Higher interest rates, tight operating margins leading to declining credit quality in some areas, report finds

February 16, 2024 0

Declining credit quality trends due to the pressure of higher interest rates on leveraged borrowers and compressed operating margins in some industry sectors are becoming clearer, a report from federal bank agencies indicated Friday. According […]

CRE risk remains in crosshairs of Fed supervisors as anniversary of SVB failure approaches

February 16, 2024 0

Risk to banks from commercial real estate (CRE) investments continues to be of concern to federal banking supervisors, the Federal Reserve’s top supervisor indicated in a speech Friday. Federal Reserve Board Vice Chairman for Supervision […]

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Report: NCUA management agrees to seek improved examiner-in-charge rotation policy compliance

February 21, 2025 0

A self-initiated audit of the agency’s compliance with its examiner-in-charge rotation policy and procedures found rotation occurred but identified several instances where it did not comply, according to a report by the agency’s inspector general office. The report by the [...]
FDIC updates list of entities seeking brokered deposits ‘primary purpose’ exception

February 21, 2025 0

After a long pause, the federal bank deposit insurer has resumed updating its list of notices of entities seeking a “primary purpose” exception under the agency’s brokered deposits regulation. Specifically, the four firms listed are seeking a primary purpose exception [...]
GAO urges regulators to adopt rules on executive incentive compensation (after 14 years)

February 20, 2025 0

Rules on incentive compensation, which figured into the demise of three large regional banks two years ago, should be finalized, according to a recommendation made by the congressional watchdog and published Thursday. The Government Accountability Office (GAO), in a report, [...]
Barr offers seven risks to watch for in financial system, offers insights into his position to step down as supervisor, but remain on Fed Board

February 20, 2025 0

Seven specific risks ahead for national bank regulators were outlined by the outgoing Federal Reserve’s top supervisor Thursday, as he also outlined his plans ahead. Federal Reserve Board Vice Chair for Supervision Michael Barr said the seven specific risks are: [...]
Exam council publishes change to interest-rate risk analysis, says to expect further changes in other areas

February 20, 2025 0

Changes to the interest-rate risk analysis page of the consolidated financial institution performance report were announced Thursday by the umbrella group for federal regulators. The changes, according to the Federal Financial Institution Examinations Council (FFIEC), are part of a previously [...]
Six prohibition orders issued by national bank regulator, along with agreements with two banks over ‘unsafe, unsound practices’

February 20, 2025 0

Six prohibition orders were issued by the national bank regulator so far in February, the agency said Thursday. Formal agreements were also reached with both Michigan and Connecticut banks, both the result of “unsafe or unsound purposes,” the Office of [...]